".there are still potential risks on the horizon and supervisors are paid to make sure that bankers manage those risks properly to maintain the safety and soundness of the banking system."
Susan Schmidt Bies
Member of the Board of Governors
of the US Federal Reserve System
10th April 2006
The dynamic nature of modern day regulatory compliance has resulted in a plethora of regulatory initiatives. With each initiative, a timescale for implementation has been imposed. Not surprisingly, regulatory matters have now become a major risk in their own right.
At ERA, we recognize the difficulties associated with considering regulatory risks in isolation. Consequently, we foster and promote an enterprise wide view of regulatory risks. By focusing on the bigger picture rather than on single silos, we are able to align business strategies with regulatory issues across the company.
The following is a selection of services that ERA can offer. If you have any specific requests, please contact us :
- Markets in Financial Investments Directive (MiFID) Planning;
- Basel II Compliance;
- Prudential Sourcebook (PSB) Compliance;
- Capital Requirements Directive (CRD) Compliance;
- ICAS and ICAP Reviews;
- Sarbannes-Oxley (Sox) Compliance.
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